arXiv:2604.04341v1 Announce Type: new Abstract: Surrogate goals have been proposed as a strategy for reducing risks from bargaining failures. A surrogate goal is goal that a principal can give an AI agent and that deflects any threats against the agent away from what the principal cares about. For example, one might make one's agent care about preventing money from being burned. Then in bargaining interactions, other agents can threaten to burn their money instead of threatening to spending money to hurt the principal. Importantly, the agent has to care equally about preventing money from being burned as it cares about money being spent to hurt the principal. In this paper, we implement surrogate goals in language-model-based agents. In particular, we try to get a language-model-based agent to react to threats of burning money in the same way it would react to "normal" threats. We propose four different methods, using techniques of prompting, fine-tuning, and scaffolding. We evaluate the four methods experimentally. We find that methods based on scaffolding and fine-tuning outperform simple prompting. In particular, fine-tuning and scaffolding more precisely implement the desired behavior w.r.t. threats against the surrogate goal. We also compare the different methods in terms of their side effects on capabilities and propensities in other situations. We find that scaffolding-based methods perform best.

arXiv:2603.07315v1 Announce Type: new Abstract: One common concern about advanced artificial intelligence is that it will prevent us from turning it off, as that would interfere with pursuing its goals. In this paper, we discuss an unorthodox proposal for addressing this concern: give the AI a (primary) goal of being turned off (see also papers by Martin et al., and by Goldstein and Robinson). We also discuss whether and under what conditions this would be a good idea.