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Training-free Adjustable Polynomial Graph Filtering for Ultra-fast Multimodal Recommendation

arXiv:2503.04406v3 Announce Type: replace-cross Abstract: Multimodal recommender systems improve the performance of canonical recommender systems with no item features by utilizing diverse content types such as text, images, and videos, while alleviating inherent sparsity of user-item interactions and accelerating user engagement. However, current neural network-based models often incur significant computational overhead due to the complex training process required to learn and integrate information from multiple modalities. To address this challenge, we propose a training-free multimodal recommendation method grounded in graph filtering, designed for multimodal recommendation systems to achieve efficient and accurate recommendation. Specifically, the proposed method first constructs multiple similarity graphs for two distinct modalities as well as user-item interaction data. Then, it optimally fuses these multimodal signals using a polynomial graph filter that allows for precise control of the frequency response by adjusting frequency bounds. Furthermore, the filter coefficients are treated as hyperparameters, enabling flexible and data-driven adaptation. Extensive experiments on real-world benchmark datasets demonstrate that the proposed method not only improves recommendation accuracy by up to 22.25% compared to the best competitor but also dramatically reduces computational costs by achieving the runtime of less than 10 seconds.

Does Privacy Always Harm Fairness? Data-Dependent Trade-offs via Chernoff Information Neural Estimation

arXiv:2601.13698v2 Announce Type: replace-cross Abstract: Fairness and privacy are two vital pillars of trustworthy machine learning. Despite extensive research on these individual topics, their relationship has received significantly less attention. In this paper, we utilize an information-theoretic measure Chernoff Information to characterize the fundamental trade-off between fairness, privacy, and accuracy, as induced by the input data distribution. We first propose Chernoff Difference, a notion of data fairness, along with its noisy variant, Noisy Chernoff Difference, which allows us to analyze both fairness and privacy simultaneously. Through simple Gaussian examples, we show that Noisy Chernoff Difference exhibits three qualitatively distinct behaviors depending on the underlying data distribution. To extend this analysis beyond synthetic settings, we develop the Chernoff Information Neural Estimator (CINE), the first neural network-based estimator of Chernoff Information for unknown distributions. We apply CINE to analyze the Noisy Chernoff Difference on real-world datasets. Together, this work fills a critical gap in the literature by providing a principled, data-dependent characterization of the fairness-privacy interaction.

A Decision-Theoretic Formalisation of Steganography With Applications to LLM Monitoring

arXiv:2602.23163v2 Announce Type: replace Abstract: Large language models are beginning to show steganographic capabilities. Such capabilities could allow misaligned models to evade oversight mechanisms. Yet principled methods to detect and quantify such behaviours are lacking. Classical definitions of steganography, and detection methods based on them, require a known reference distribution of non-steganographic signals. For the case of steganographic reasoning in LLMs, knowing such a reference distribution is not feasible; this renders these approaches inapplicable. We propose an alternative, \textbf{decision-theoretic view of steganography}. Our central insight is that steganography creates an asymmetry in usable information between agents who can and cannot decode the hidden content (present within a steganographic signal), and this otherwise latent asymmetry can be inferred from the agents' observable actions. To formalise this perspective, we introduce generalised $\mathcal{V}$-information: a utilitarian framework for measuring the amount of usable information within some input. We use this to define the \textbf{steganographic gap} -- a measure that quantifies steganography by comparing the downstream utility of the steganographic signal to agents that can and cannot decode the hidden content. We empirically validate our formalism, and show that it can be used to detect, quantify, and mitigate steganographic reasoning in LLMs.

Context Channel Capacity: An Information-Theoretic Framework for Understanding Catastrophic Forgetting

arXiv:2603.07415v1 Announce Type: cross Abstract: Catastrophic forgetting remains a central challenge in continual learning (CL), yet lacks a unified information-theoretic explanation for why some architectures forget catastrophically while others do not. We introduce \emph{Context Channel Capacity} ($C_\mathrm{ctx}$), the mutual information between a CL architecture's context signal and its generated parameters, and prove that zero forgetting requires $C_\mathrm{ctx} \geq H(T)$, where $H(T)$ is the task identity entropy. We establish an \emph{Impossibility Triangle} -- zero forgetting, online learning, and finite parameters cannot be simultaneously satisfied by sequential state-based learners -- and show that conditional regeneration architectures (HyperNetworks) bypass this triangle by redefining parameters as function values rather than states. We validate this framework across 8 CL methods on Split-MNIST (1,130+ experiments over 86 days, 4 seeds each), showing that $C_\mathrm{ctx}$ perfectly predicts forgetting behavior: methods with $C_\mathrm{ctx} = 0$ (NaiveSGD, EWC, SI, LwF, CFlow) exhibit catastrophic forgetting (6--97\%), while methods with $C_\mathrm{ctx} \approx 1$ (HyperNetwork) achieve zero forgetting (98.8\% ACC). We further propose \emph{Wrong-Context Probing} (P5), a practical diagnostic protocol for measuring $C_\mathrm{ctx}$, and extend the framework to CIFAR-10 via a novel \emph{Gradient Context Encoder} that closes the oracle gap from 23.3pp to 0.7pp. A systematic taxonomy of 15+ closed research directions -- including the Hebbian null result (frozen random features outperform learned features), CFlow's $\theta_0$-memorizer phenomenon, and the $S_N$ symmetry barrier to column specialization -- provides the community with precisely diagnosed negative results. Our central design principle: \emph{architecture over algorithm} -- the context pathway must be structurally unbypassable.

A Mathematical Theory of Agency and Intelligence

arXiv:2602.22519v2 Announce Type: replace Abstract: To operate reliably under changing conditions, complex systems require feedback on how effectively they use resources, not just whether objectives are met. Current AI systems process vast information to produce sophisticated predictions, yet predictions can appear successful while the underlying interaction with the environment degrades. What is missing is a principled measure of how much of the total information a system deploys is actually shared between its observations, actions, and outcomes. We prove this shared fraction, which we term bipredictability, P, is intrinsic to any interaction, derivable from first principles, and strictly bounded: P can reach unity in quantum systems, P equal to, or smaller than 0.5 in classical systems, and lower once agency (action selection) is introduced. We confirm these bounds in a physical system (double pendulum), reinforcement learning agents, and multi turn LLM conversations. These results distinguish agency from intelligence: agency is the capacity to act on predictions, whereas intelligence additionally requires learning from interaction, self-monitoring of its learning effectiveness, and adapting the scope of observations, actions, and outcomes to restore effective learning. By this definition, current AI systems achieve agency but not intelligence. Inspired by thalamocortical regulation in biological systems, we demonstrate a feedback architecture that monitors P in real time, establishing a prerequisite for adaptive, resilient AI.

An Information-Theoretic Framework For Optimizing Experimental Design To Distinguish Probabilistic Neural Codes

arXiv:2603.01387v2 Announce Type: replace Abstract: The Bayesian brain hypothesis has been a leading theory in understanding perceptual decision-making under uncertainty. While extensive psychophysical evidence supports the notion of the brain performing Bayesian computations, how uncertainty information is encoded in sensory neural populations remains elusive. Specifically, two competing hypotheses propose that early sensory populations encode either the likelihood function (exemplified by probabilistic population codes) or the posterior distribution (exemplified by neural sampling codes) over the stimulus, with the key distinction lying in whether stimulus priors would modulate the neural responses. However, experimentally differentiating these two hypotheses has remained challenging, as it is unclear what task design would effectively distinguish the two. In this work, we present an information-theoretic framework for optimizing the task stimulus distribution that would maximally differentiate competing probabilistic neural codes. To quantify how distinguishable the two probabilistic coding hypotheses are under a given task design, we derive the information gap--the expected performance difference when likelihood versus posterior decoders are applied to neural populations--by evaluating the Kullback-Leibler divergence between the true posterior and a task-marginalized surrogate posterior. Through extensive simulations, we demonstrate that the information gap accurately predicts decoder performance differences across diverse task settings. Critically, maximizing the information gap yields stimulus distributions that optimally differentiate likelihood and posterior coding hypotheses. Our framework enables principled, theory-driven experimental designs with maximal discriminative power to differentiate probabilistic neural codes, advancing our understanding of how neural populations represent and process sensory uncertainty.

Self-Play Only Evolves When Self-Synthetic Pipeline Ensures Learnable Information Gain

By: Wei Liu Β· Siya Qi Β· Yali Du Β· Yulan He
4 March 2026 at 13:00
arXiv:2603.02218v1 Announce Type: cross Abstract: Large language models (LLMs) make it plausible to build systems that improve through self-evolving loops, but many existing proposals are better understood as self-play and often plateau quickly. A central failure mode is that the loop synthesises more data without increasing learnable information for the next iteration. Through experiments on a self-play coding task, we reveal that sustainable self-evolution requires a self-synthesised data pipeline with learnable information that increases across iterations. We identify triadic roles that self-evolving LLMs play: the Proposer, which generates tasks; the Solver, which attempts solutions; and the Verifier, which provides training signals, and we identify three system designs that jointly target learnable information gain from this triadic roles perspective. Asymmetric co-evolution closes a weak-to-strong-to-weak loop across roles. Capacity growth expands parameter and inference-time budgets to match rising learnable information. Proactive information seeking introduces external context and new task sources that prevent saturation. Together, these modules provide a measurable, system-level path from brittle self-play dynamics to sustained self-evolution.

Enhancing User Throughput in Multi-panel mmWave Radio Access Networks for Beam-based MU-MIMO Using a DRL Method

arXiv:2603.02745v1 Announce Type: cross Abstract: Millimeter-wave (mmWave) communication systems, particularly those leveraging multi-user multiple-input and multiple-output (MU-MIMO) with hybrid beamforming, face challenges in optimizing user throughput and minimizing latency due to the high complexity of dynamic beam selection and management. This paper introduces a deep reinforcement learning (DRL) approach for enhancing user throughput in multi-panel mmWave radio access networks in a practical network setup. Our DRL-based formulation utilizes an adaptive beam management strategy that models the interaction between the communication agent and its environment as a Markov decision process (MDP), optimizing beam selection based on real-time observations. The proposed framework exploits spatial domain (SD) characteristics by incorporating the cross-correlation between the beams in different antenna panels, the measured reference signal received power (RSRP), and the beam usage statistics to dynamically adjust beamforming decisions. As a result, the spectral efficiency is improved and end-to-end latency is reduced. The numerical results demonstrate an increase in throughput of up to 16% and a reduction in latency by factors 3-7x compared to baseline (legacy beam management).

Channel-Adaptive Edge AI: Maximizing Inference Throughput by Adapting Computational Complexity to Channel States

arXiv:2603.03146v1 Announce Type: cross Abstract: \emph{Integrated communication and computation} (IC$^2$) has emerged as a new paradigm for enabling efficient edge inference in sixth-generation (6G) networks. However, the design of IC$^2$ technologies is hindered by the lack of a tractable theoretical framework for characterizing \emph{end-to-end} (E2E) inference performance. The metric is highly complicated as it needs to account for both channel distortion and artificial intelligence (AI) model architecture and computational complexity. In this work, we address this challenge by developing a tractable analytical model for E2E inference accuracy and leveraging it to design a \emph{channel-adaptive AI} algorithm that maximizes inference throughput, referred to as the edge processing rate (EPR), under latency and accuracy constraints. Specifically, we consider an edge inference system in which a server deploys a backbone model with early exit, which enables flexible computational complexity, to perform inference on data features transmitted by a mobile device. The proposed accuracy model characterizes high-dimensional feature distributions in the angular domain using a Mixture of von Mises (MvM) distribution. This leads to a desired closed-form expression for inference accuracy as a function of quantization bit-width and model traversal depth, which represents channel distortion and computational complexity, respectively. Building upon this accuracy model, we formulate and solve the EPR maximization problem under joint latency and accuracy constraints, leading to a channel-adaptive AI algorithm that achieves full IC$^2$ integration. The proposed algorithm jointly adapts transmit-side feature compression and receive-side model complexity according to channel conditions to maximize overall efficiency and inference throughput. Experimental results demonstrate its superior performance as compared with fixed-complexity counterparts.

Loss Barcode: A Topological Measure of Escapability in Loss Landscapes

arXiv:2012.15834v3 Announce Type: replace-cross Abstract: Neural network training is commonly based on SGD. However, the understanding of SGD's ability to converge to good local minima, given the non-convex nature of loss functions and the intricate geometric characteristics of loss landscapes, remains limited. In this paper, we apply topological data analysis methods to loss landscapes to gain insights into the learning process and generalization properties of deep neural networks. We use the loss function topology to relate the local behavior of gradient descent trajectories with the global properties of the loss surface. For this purpose, we define the neural network's Topological Obstructions score ("TO-score") with the help of robust topological invariants, barcodes of the loss function, which quantify the escapability of local minima for gradient-based optimization. Our two principal observations are: 1) the loss barcode of the neural network decreases with increasing depth and width, therefore the topological obstructions to learning diminish; 2) in certain situations there is a connection between the length of minima segments in the loss barcode and the minima's generalization errors. Our statements are based on extensive experiments with fully connected, convolutional, and transformer architectures and several datasets including MNIST, FMNIST, CIFAR10, CIFAR100, SVHN, and multilingual OSCAR text dataset.

Covering Numbers for Deep ReLU Networks with Applications to Function Approximation and Nonparametric Regression

arXiv:2410.06378v2 Announce Type: replace-cross Abstract: Covering numbers of (deep) ReLU networks have been used to characterize approximation-theoretic performance, to upper-bound prediction error in nonparametric regression, and to quantify classification capacity. These results rely on covering number upper bounds obtained via explicit constructions of coverings. Lower bounds on covering numbers do not appear to be available in the literature. The present paper fills this gap by deriving tight (up to multiplicative constants) lower and upper bounds on the metric entropy (i.e., the logarithm of the covering numbers) of fully connected networks with bounded weights, sparse networks with bounded weights, and fully connected networks with quantized weights. The tightness of these bounds yields a fundamental understanding of the impact of sparsity, quantization, bounded versus unbounded weights, and network output truncation. Moreover, the bounds allow one to characterize fundamental limits of neural network transformation, including network compression, and lead to sharp upper bounds on the prediction error in nonparametric regression through deep networks. In particular, we remove a $\log^6(n)$-factor from the best known sample complexity rate for estimating Lipschitz functions via deep networks, thereby establishing optimality. Finally, we identify a systematic relation between optimal nonparametric regression and optimal approximation through deep networks, unifying numerous results in the literature and revealing underlying general principles.

Information-Guided Noise Allocation for Efficient Diffusion Training

arXiv:2602.18647v1 Announce Type: cross Abstract: Training diffusion models typically relies on manually tuned noise schedules, which can waste computation on weakly informative noise regions and limit transfer across datasets, resolutions, and representations. We revisit noise schedule allocation through an information-theoretic lens and propose the conditional entropy rate of the forward process as a theoretically grounded, data-dependent diagnostic for identifying suboptimal noise-level allocation in existing schedules. Based on these insight, we introduce InfoNoise, a principled data-adaptive training noise schedule that replaces heuristic schedule design with an information-guided noise sampling distribution derived from entropy-reduction rates estimated from denoising losses already computed during training. Across natural-image benchmarks, InfoNoise matches or surpasses tuned EDM-style schedules, in some cases with a substantial training speedup (about $1.4\times$ on CIFAR-10). On discrete datasets, where standard image-tuned schedules exhibit significant mismatch, it reaches superior quality in up to $3\times$ fewer training steps. Overall, InfoNoise makes noise scheduling data-adaptive, reducing the need for per-dataset schedule design as diffusion models expand across domains.

Contextuality from Single-State Ontological Models: An Information-Theoretic No-Go Theorem

24 February 2026 at 13:00
arXiv:2602.16716v2 Announce Type: replace Abstract: Contextuality is a central feature of quantum theory, traditionally understood as the impossibility of reproducing quantum measurement statistics using noncontextual ontological models. We consider classical ontological models constrained to reuse a single ontic state space across multiple interventions. We prove an information-theoretic no-go theorem showing that such models must incur an irreducible contextual information cost: contextual dependence cannot be fully mediated through the ontic state alone and requires additional contextual information beyond it. We provide a constructive example illustrating this obstruction and show that it arises solely from the requirement of ontic state reuse within a classical probability space. We further explain how quantum theory avoids this obstruction by relaxing the assumption that all measurement statistics arise from a single underlying classical ontic variable. These results identify contextuality as a fundamental information-theoretic constraint on classical ontological models and clarify its origin as a limitation on classical representations.

On the Limits of Self-Improving in Large Language Models: The Singularity Is Not Near Without Symbolic Model Synthesis

arXiv:2601.05280v2 Announce Type: replace-cross Abstract: We formalise recursive self-training in Large Language Models (LLMs) and Generative AI as a discrete-time dynamical system. We prove that if the proportion of exogenous, externally grounded signal $\alpha_t$ vanishes asymptotically ($\alpha_t \to 0$), the system undergoes degenerative dynamics. We derive two fundamental failure modes: (1) \textit{Entropy Decay}, where finite sampling effects induce monotonic loss of distributional diversity, and (2) \textit{Variance Amplification}, where the absence of persistent grounding causes distributional drift via a random-walk mechanism. These behaviours are architectural invariants of distributional learning on finite samples. We show that the collapse results apply specifically to closed-loop density matching without persistent external signal. Systems with non-vanishing exogenous grounding fall outside this regime. However, mainstream Singularity, AGI, and ASI narratives typically posit systems that become increasingly autonomous and require little to no human or external intervention for self-improvement. In that autonomy regime, the vanishing-signal condition is satisfied, and collapse follows under KL-based objectives. To overcome these limits, we propose neurosymbolic integration based on algorithmic probability and program synthesis. The Coding Theorem Method (CTM) enables identification of generative mechanisms rather than mere correlations, escaping the distribution-only constraints that bind standard statistical learning. We conclude that fully autonomous recursive density matching leads to degenerative fixed points, whereas externally anchored or mechanism-based approaches operate under fundamentally different asymptotic dynamics.

End-to-End NOMA with Perfect and Quantized CSI Over Rayleigh Fading Channels

arXiv:2602.13446v1 Announce Type: cross Abstract: An end-to-end autoencoder (AE) framework is developed for downlink non-orthogonal multiple access (NOMA) over Rayleigh fading channels, which learns interference-aware and channel-adaptive super-constellations. While existing works either assume additive white Gaussian noise channels or treat fading channels without a fully end-to-end learning approach, our framework directly embeds the wireless channel into both training and inference. To account for practical channel state information (CSI), we further incorporate limited feedback via both uniform and Lloyd-Max quantization of channel gains and analyze their impact on AE training and bit error rate (BER) performance. Simulation results show that, with perfect CSI, the proposed AE outperforms the existing analytical NOMA schemes. In addition, Lloyd-Max quantization achieves superior BER performance compared to uniform quantization. These results demonstrate that end-to-end AEs trained directly over Rayleigh fading can effectively learn robust, interference-aware signaling strategies, paving the way for NOMA deployment in fading environments with realistic CSI constraints.

Discrete-Space Generative AI Pipeline for Semantic Transmission of Signals

arXiv:2602.13556v1 Announce Type: cross Abstract: We introduce Discernment, a semantic communication system that transmits the meaning of physical signals (baseband radio and audio) over a technical channel using GenAI models operating in discrete spaces. Discernment dynamically adapts to channel impairments - modeled as erasure channels - by switching between an autoregressive or a diffusion-based generative algorithm, depending on the erasure pattern. Our results show that Discernment maintains semantic integrity even as channel capacity severely degrades, exhibiting very small and graceful performance decline in both classification accuracy and statistical fidelity of the reconstructed meaning. These findings demonstrate Discernment's ability to adjust to diverse physical channel conditions while maintaining spectral efficiency and low model complexity, making it well suited for IoT deployments and strongly motivating further research on this semantic channel paradigm.

On the Rate-Distortion-Complexity Tradeoff for Semantic Communication

arXiv:2602.14481v1 Announce Type: cross Abstract: Semantic communication is a novel communication paradigm that focuses on conveying the user's intended meaning rather than the bit-wise transmission of source signals. One of the key challenges is to effectively represent and extract the semantic meaning of any given source signals. While deep learning (DL)-based solutions have shown promising results in extracting implicit semantic information from a wide range of sources, existing work often overlooks the high computational complexity inherent in both model training and inference for the DL-based encoder and decoder. To bridge this gap, this paper proposes a rate-distortion-complexity (RDC) framework which extends the classical rate-distortion theory by incorporating the constraints on semantic distance, including both the traditional bit-wise distortion metric and statistical difference-based divergence metric, and complexity measure, adopted from the theory of minimum description length and information bottleneck. We derive the closed-form theoretical results of the minimum achievable rate under given constraints on semantic distance and complexity for both Gaussian and binary semantic sources. Our theoretical results show a fundamental three-way tradeoff among achievable rate, semantic distance, and model complexity. Extensive experiments on real-world image and video datasets validate this tradeoff and further demonstrate that our information-theoretic complexity measure effectively correlates with practical computational costs, guiding efficient system design in resource-constrained scenarios.

The Well-Tempered Classifier: Some Elementary Properties of Temperature Scaling

arXiv:2602.14862v1 Announce Type: cross Abstract: Temperature scaling is a simple method that allows to control the uncertainty of probabilistic models. It is mostly used in two contexts: improving the calibration of classifiers and tuning the stochasticity of large language models (LLMs). In both cases, temperature scaling is the most popular method for the job. Despite its popularity, a rigorous theoretical analysis of the properties of temperature scaling has remained elusive. We investigate here some of these properties. For classification, we show that increasing the temperature increases the uncertainty in the model in a very general sense (and in particular increases its entropy). However, for LLMs, we challenge the common claim that increasing temperature increases diversity. Furthermore, we introduce two new characterisations of temperature scaling. The first one is geometric: the tempered model is shown to be the information projection of the original model onto the set of models with a given entropy. The second characterisation clarifies the role of temperature scaling as a submodel of more general linear scalers such as matrix scaling and Dirichlet calibration: we show that temperature scaling is the only linear scaler that does not change the hard predictions of the model.
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